商业研究

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要素禀赋与出口技术复杂度 ——基于制度的门槛回归分析

刘德学,喻叶   

  1. (暨南大学 经济学院,广州 510632)
  • 收稿日期:2018-11-23 出版日期:2019-04-26
  • 作者简介:刘德学(1961-),男,吉林九台人,暨南大学经济学院教授,管理学博士,研究方向:国际经济周期、全球生产网络;喻叶(1994-),女,湖北天门人,暨南大学经济学院研究生,研究方向:制度经济。
  • 基金资助:
    国家社科基金重大项目“共生理论视角下中国与‘一带一路’国家间产业转移模式与路径研究”,项目编号:17ZD047。

Factor Endowment and Export Technology Complexity:Threshold Regression Analysis based on Institutions

LIU De-xue,YU Ye   

  1. (School of Economics, Jinan University, Guangzhou 510632,China)
  • Received:2018-11-23 Online:2019-04-26

摘要: 相对于出口贸易的绝对量,出口贸易的技术结构,即技术复杂度对经济长期增长的影响作用更重要;而不同的制度质量下,要素禀赋对出口技术复杂度所发挥的优势作用可能有所不同。基于门槛回归模型,本文利用2002-2016年104个国家的出口产品数据考察不同制度环境下要素禀赋与出口技术复杂度的关系。研究结果表明:要素禀赋对出口技术复杂度的影响存在制度门槛效应。当经济自由化水平低于门槛值时,出口技术复杂度与要素禀赋没有显著关系,当经济自由化水平提高到门槛值之后,一国的出口技术复杂度能有效体现其要素禀赋特征。因此,从提升出口技术复杂度的视角看,当一国要素禀赋趋于高端化时,应采用较自由的经济政策;当一国要素禀赋处于低端状态时,单纯采用自由的经济政策有可能造成出口低端锁定,相反,适当的政府管制可能会有利于出口技术复杂度的提高。

关键词: 出口技术复杂度, 要素禀赋, 制度质量, 门槛效应

Abstract: Relative to the absolute quantity of export trade, the technological structure of export trade, i.e. the influence of technological complexity on long-term economic growth, is more important; under different institutional quality, the advantage of factor endowment on export technological complexity may be different. Based on the threshold regression model, this paper mainly examines the relationship between factor endowment and export technology complexity in different institutional environments by using the export product data of 104 countries from 2002 to 2016.The empirical test shows that the influence of factor endowment on the export technology complexity has an institutional threshold effect. When the level of economic liberalization is lower than the threshold, the export technology complexity has no significant relationship with factor endowment,while when the level of economic liberalization increases to the threshold value, the technical complexity of a country′s export can effectively reflect its factor endowment characteristics. Therefore, from the perspective of improving the export technology complexity, when a country′s factor endowment tends to be high-end, a more liberal economic policy should be adopted; when a country′s factor endowment is at the low-end state, taking free economic policies may have the potential to lock in low-end exports. On the contrary, proper government regulation can effectively promote the export technology complexity.

Key words: export technology complexity, factor endowment, institution quality, threshold effect